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Detailed Report
ANDREW WALLACE FISCHER
ANDY FISCHER
CRD#: 1438668
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 704 4TH AVENUE
HUNTINGTON, WV 25701-1424
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (16 years)BFERRIS, BAKER WATTS, LLC (CRD# 285)1993 - 2009 (15 years)BAMEV INVESTORS, INC. (CRD# 421)1989 - 1990 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1987 - 1989 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1985 - 1987 (2 years)IAFERRIS, BAKER WATTS, LLC (CRD# 285)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 1/3/2022
B
New York 1/3/2022
B
Arizona 3/13/2009
B
North Carolina 3/13/2009
B
California 1/3/2022
B
Ohio 3/13/2009
B
Colorado 3/31/2021
IA
Ohio 6/25/2024
B
Delaware 10/26/2023
B
Pennsylvania 7/23/2014
B
District of Columbia 1/3/2022
B
South Carolina 3/13/2009
B
Florida 3/13/2009
B
Tennessee 8/6/2018
B
Illinois 1/3/2022
B
Texas 7/16/2014
B
Kentucky 3/13/2009
IA
Texas 7/16/2014
B
Louisiana 1/3/2022
B
Virginia 3/13/2009
B
Maryland 3/13/2009
B
Washington 1/3/2022
B
Minnesota 7/20/2021
B
West Virginia 3/13/2009
B
New Hampshire 2/25/2021
IA
West Virginia 3/13/2009
B
New Jersey 3/13/2009

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
704 4TH AVENUE, HUNTINGTON, WV 25701-1424
Proctorville, OH
Registered with this firm since 3/13/2009
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
704 4TH AVENUE, HUNTINGTON, WV 25701-1424
Proctorville, OH
Registered with this firm since 3/13/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/01/2006 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) HUNTINGTON, WV
B
 05/25/1993 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) HUNTINGTON, WV
B
 09/09/1989 - 01/22/1990 AMEV INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
 12/09/1987 - 07/12/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 12/17/1985 - 12/16/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.