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CHARLES FREDERICK HEMMER II
CHARLES F HEMMER II, CHIP HEMMER
CRD#: 1438351
IA
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WELLS FARGO ADVISORSCRD#: 11025 2426 W CORNERSTONE CT
STE 2A
PEORIA, IL 61614
STE 2A
PEORIA, IL 61614
0
Disclosures
38
Years of Experience
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State Registrations
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Alabama 4/30/2020
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Missouri 11/8/2013
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Arizona 11/8/2013
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Montana 10/5/2021
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Arkansas 11/17/2017
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Nebraska 2/12/2021
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California 11/8/2013
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Nevada 1/22/2021
B
Colorado 11/8/2013
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New Hampshire 3/30/2022
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Connecticut 4/5/2022
B
New Jersey 12/21/2017
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Delaware 4/28/2016
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New York 7/28/2021
B
Florida 11/8/2013
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North Carolina 12/10/2013
B
Georgia 11/8/2013
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Ohio 11/8/2013
B
Hawaii 5/29/2018
B
Oklahoma 7/16/2024
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Idaho 11/29/2013
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Oregon 7/31/2018
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Illinois 11/8/2013
B
Pennsylvania 2/17/2015
IA
Illinois 11/8/2013
B
South Carolina 12/16/2013
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Indiana 11/8/2013
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South Carolina 2/25/2019
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Iowa 11/8/2013
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South Dakota 11/5/2020
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Kansas 12/4/2013
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Tennessee 11/8/2013
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Kentucky 11/8/2013
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Texas 11/8/2013
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Louisiana 2/7/2019
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Texas 11/8/2013
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Maine 4/5/2022
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Utah 12/21/2017
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Maryland 4/15/2014
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Virginia 11/8/2013
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Massachusetts 2/18/2020
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Washington 11/8/2013
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Michigan 7/19/2017
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West Virginia 8/19/2019
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Minnesota 4/15/2014
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Wisconsin 11/8/2013
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Mississippi 11/8/2013
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Wyoming 4/17/2025
SRO Registrations
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IA
Registered with this firm since 11/8/2013
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Registered with this firm since 11/8/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/12/2005 - 11/08/2013 | PEORIA, IL | |
B | 08/12/2005 - 11/08/2013 | PEORIA, IL | |
IA | 09/05/2000 - 08/17/2005 | PEORIA, IL | |
B | 10/03/1995 - 08/17/2005 | PURCHASE, NY | |
B | 12/03/1992 - 10/12/1995 | CLAYTON, MO | |
B | 12/04/1991 - 12/03/1992 | ROCKFORD, IL | |
B | 09/14/1989 - 01/25/1991 | APPLETON, WI | |
B | 02/26/1987 - 09/01/1989 | SPRINGFIELD, MA | |
B | 02/26/1987 - 01/02/1988 | ||
B | 12/17/1985 - 12/18/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.