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VICTOR SCOTT RICKMAN
CRD#: 1437136
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 299 S MAIN ST 7TH FL
SALT LAKE CITY, UT 84111
Registration History
1985199019952000200520102015202020252 FIRMS1997 - 2008 (11 years)2 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1985 - 1997 (11 years)
License(s)

State Registrations

B
Alabama 2/26/2019

B
Missouri 9/10/2020

B
Alaska 4/18/2016

B
Montana 4/18/2016

B
Arizona 4/18/2016

B
Nevada 4/18/2016

B
Arkansas 2/26/2019

B
New Hampshire 5/6/2021

B
California 5/17/2016

B
New Mexico 2/1/2018

B
Colorado 4/18/2016

B
New York 2/26/2019

B
Connecticut 1/19/2024

B
North Carolina 1/14/2020

B
Delaware 4/18/2016

B
Oregon 2/26/2019

B
Florida 4/18/2016

B
Pennsylvania 2/26/2019

B
Georgia 4/18/2016

B
South Carolina 8/2/2024

B
Hawaii 7/17/2024

B
Tennessee 4/18/2016

B
Idaho 4/18/2016

B
Texas 2/26/2019

B
Illinois 4/18/2016

IA
Texas 2/26/2019

B
Kansas 7/1/2022

B
Utah 4/18/2016

B
Maryland 2/22/2023

IA
Utah 4/18/2016

B
Massachusetts 7/22/2019

B
Virginia 2/26/2019

B
Michigan 3/13/2019

B
Washington 2/26/2019

B
Minnesota 1/24/2024

B
Wisconsin 2/13/2024

B
Mississippi 7/17/2024

B
Wyoming 2/26/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
299 S MAIN ST 7TH FL, SALT LAKE CITY, UT 84111
Registered with this firm since 4/18/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
299 S MAIN ST 7TH FL, SALT LAKE CITY, UT 84111
Registered with this firm since 4/18/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/28/2008 - 05/11/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) SALT LAKE CITY, UT
B
08/28/2008 - 05/11/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) SALT LAKE CITY, UT
IA
10/14/1997 - 09/11/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SALT LAKE CITY, UT
B
06/20/1997 - 09/11/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SALT LAKE CITY, UT
B
11/25/1985 - 09/16/1997 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.