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STEVEN HARRY PROTTSMAN
STEVEN H PROTTSMAN
CRD#: 1436975
IA
Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
19982000200220042006200820102012201420162018202020222024IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1999 - 2024 (25 years)
Disclosure(s)
View By:
10/8/2019
Customer Dispute
Settled
Previous Registration(s)
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IA
01/01/1999 - 10/09/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) North Liberty, IA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.