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Detailed Report
Karl D. Meyer
KARL DONALD MEYER
CRD#: 1436740
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 500 S Hwy 89 Ste B
Jackson, WY 83001
Registration History
1985199019952000200520102015202020252 FIRMS2022 - Present (3 years)BSAXONY SECURITIES, INC. (CRD# 115547)2021 - 2021 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1988 - 1988 (<1 year)BWADDELL & REED, INC. (CRD# 866)1986 - 1987 (1 year)BHUGH MARTIN & CO. (CRD# 7828)1985 - 1986 (<1 year)BBARABAN SECURITIES, INC. (CRD# 7659)1985 - 1985 (<1 year)IASAXONY CAPITAL MANAGEMENT, LLC (CRD# 122692)2018 - 2021 (3 years)IASOUND PORTFOLIO ADVISORS, LLC (CRD# 129896)2010 - 2018 (7 years)
License(s)

State Registrations

B
Arizona 4/15/2024
B
Massachusetts 2/19/2025
B
California 4/14/2022
B
Montana 7/6/2022
B
Colorado 2/7/2023
B
New Hampshire 6/16/2022
B
Connecticut 2/10/2025
B
New Jersey 11/21/2023
B
Florida 12/16/2022
B
New Mexico 7/6/2022
B
Idaho 2/1/2022
B
New York 1/17/2023
IA
Idaho 2/1/2022
B
South Dakota 10/2/2023
B
Illinois 2/15/2023
B
Texas 11/2/2022
B
Indiana 1/17/2024
IA
Texas 12/13/2022
B
Iowa 11/16/2023
B
Wyoming 2/1/2022
B
Maine 9/19/2023
IA
Wyoming 2/1/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
500 S Hwy 89 Ste B, Jackson, WY 83001
Registered with this firm since 2/1/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
500 S Hwy 89 Ste B, Jackson, WY 83001
Registered with this firm since 2/1/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/09/2018 - 12/31/2021 SAXONY CAPITAL MANAGEMENT, LLC (CRD#:122692) CODY, WY
B
 05/13/2021 - 12/31/2021 SAXONY SECURITIES, INC. (CRD#:115547) ST. LOUIS, MO
IA
 12/20/2010 - 01/03/2018 SOUND PORTFOLIO ADVISORS, LLC (CRD#:129896) MYSTIC, CT
B
 01/28/1988 - 08/17/1988 CHARLES SCHWAB & CO., INC. (CRD#:5393)
B
 04/16/1986 - 05/04/1987 WADDELL & REED, INC. (CRD#:866)
B
 12/17/1985 - 04/21/1986 HUGH MARTIN & CO. (CRD#:7828)
B
 12/17/1985 - 12/23/1985 BARABAN SECURITIES, INC. (CRD#:7659)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.