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Detailed Report
Frank Paul Napolitano
CRD#: 1435810
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 55 S LAKE AVE
Suite 200
PASADENA, CA 91101
NYLIFE SECURITIES LLCCRD#: 5167 55 S LAKE AVE
SUITE 200
PASADENA, CA 91101-2676
Registration History
19901995200020052010201520202025IAEAGLE STRATEGIES LLC (CRD# 110826)2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2023 - Present (2 years)BPARKLAND SECURITIES, LLC (CRD# 115368)2002 - 2022 (20 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2000 - 2002 (1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1999 - 2000 (<1 year)BUNITED SECURITIES ALLIANCE, INC. (CRD# 36487)1997 - 1999 (2 years)BPFS INVESTMENTS INC. (CRD# 10111)1988 - 1996 (8 years)
Disclosure(s)
View By:
10/5/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/19/2023
B
Michigan 2/23/2024
B
California 2/2/2023
B
Nevada 7/25/2023
IA
California 8/14/2024
B
North Carolina 11/21/2024
B
Colorado 2/28/2025
B
Virginia 8/19/2024
B
Illinois 6/28/2023
B
Washington 9/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
55 S LAKE AVE Suite 200, PASADENA, CA 91101
Registered with this firm since 8/14/2024
B
NYLIFE SECURITIES LLC (CRD#:5167)
55 S LAKE AVE SUITE 200, PASADENA, CA 91101-2676
Registered with this firm since 2/2/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/01/2002 - 12/31/2022 PARKLAND SECURITIES, LLC (CRD#:115368) ALTADENA, CA
B
 07/10/2000 - 02/01/2002 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
 12/14/1999 - 08/25/2000 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 06/27/1997 - 12/08/1999 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) GREENWOOD VILLAGE, CO
B
 01/07/1988 - 04/22/1996 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.