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Detailed Report
CODY LAURA SIEBERT
CODY LAURA MIEZSKOWSKI, CODY LAURA WEISS
CRD#: 1435681
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1526 KATY GAP ROAD
SUITE 101
KATY, TX 77494
Registration History
199019952000200520102015202020252 FIRMS2014 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)2006 - 2014 (8 years)BAIG SUNAMERICA CAPITAL SERVICE... (CRD# 13158)1997 - 2006 (9 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1994 - 1997 (3 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1993 - 1994 (<1 year)BAMERICAN CAPITAL MARKETING, INC. (CRD# 6699)1991 - 1993 (2 years)BPLANNED INVESTMENTS INC. (CRD# 5066)1988 - 1989 (1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1986 - 1988 (1 year)IA1ST GLOBAL ADVISORS INC (CRD# 111133)2007 - 2014 (7 years)
License(s)

State Registrations

B
Alabama 6/14/2024
B
New Jersey 6/14/2024
B
Arizona 6/14/2024
B
North Carolina 6/14/2024
B
Arkansas 6/14/2024
B
Oklahoma 6/14/2024
B
California 6/14/2024
B
Oregon 6/14/2024
B
Colorado 6/14/2024
B
Pennsylvania 6/14/2024
B
Florida 6/14/2024
B
Texas 6/14/2024
B
Georgia 6/14/2024
IA
Texas 6/14/2024
B
Illinois 6/14/2024
B
Washington 6/14/2024
B
Louisiana 6/14/2024
B
Wyoming 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1526 KATY GAP ROAD SUITE 101, KATY, TX 77494
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
1526 KATY GAP ROAD SUITE 101, KATY, TX 77494
Registered with this firm since 6/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/24/2014 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ROSENBERG, TX
B
 11/24/2014 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) ROSENBERG, TX
IA
 01/10/2007 - 11/24/2014 1ST GLOBAL ADVISORS INC (CRD#:111133) ROSENBERG, TX
B
 08/28/2006 - 11/24/2014 1ST GLOBAL CAPITAL CORP. (CRD#:30349) ROSENBERG, TX
B
 07/15/1997 - 08/29/2006 AIG SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
B
 04/21/1994 - 07/15/1997 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
 10/08/1993 - 04/18/1994 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
 03/12/1991 - 10/12/1993 AMERICAN CAPITAL MARKETING, INC. (CRD#:6699)
B
 03/04/1988 - 12/20/1989 PLANNED INVESTMENTS INC. (CRD#:5066) ATLANTA, GA
B
 09/23/1986 - 03/05/1988 ADVANTAGE CAPITAL CORPORATION (CRD#:146)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.