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H COURTNEY MCLAUGHLIN
Henry Courtney McLaughlin
CRD#: 1431465
IA
B
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 Sarasota, FL
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 Sarasota, FL
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Colorado 10/11/2024
B
New York 7/17/2023
B
Connecticut 7/17/2023
B
North Carolina 7/17/2023
B
Florida 7/17/2023
B
Pennsylvania 7/17/2023
IA
Florida 7/19/2023
B
South Carolina 1/2/2025
B
Idaho 1/2/2025
B
South Dakota 9/11/2024
B
Massachusetts 7/17/2023
B
Texas 1/2/2024
B
Montana 7/2/2024
IA
Texas 1/3/2024
B
New Hampshire 7/17/2023
B
Utah 1/2/2025
B
New Jersey 7/17/2023
B
Wyoming 7/17/2023
SRO Registrations
B
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IA
Registered with this firm since 7/19/2023
B
Registered with this firm since 7/17/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/2021 - 06/01/2023 | SARASOTA, FL | |
B | 04/16/2021 - 06/01/2023 | SARASOTA, FL | |
IA | 04/18/2021 - 11/01/2021 | SARASOTA, FL | |
IA | 05/27/2020 - 03/12/2021 | CRANBURY, NJ | |
B | 04/24/2020 - 03/12/2021 | CRANBURY, NJ | |
B | 09/20/2001 - 11/15/2019 | NEW YORK, NY | |
B | 11/19/1985 - 01/30/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.