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LISA GAYLE BAIRD
LISA GAIL BAIRD, LISA GAIL TILLMAN
CRD#: 1428480
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 150
[TL/TM-RBO]
SCOTTSDALE, AZ 85253
Registration History
1985199019952000200520102015202020252 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2005 - 2011 (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2005 (2 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2002 (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1997 - 2001 (4 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1992 - 1997 (4 years)BGNA SECURITIES, INC. (CRD# 10465)1991 - 1992 (1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1985 - 1991 (5 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2007 - 2011 (4 years)
Disclosure(s)
View By:
7/1/2003
Customer Dispute
Denied
5/12/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/3/2011

B
Missouri 11/8/2022

IA
Arizona 1/3/2011

B
Montana 1/3/2011

B
California 1/3/2011

B
Nevada 11/28/2022

IA
California 1/3/2011

B
New Mexico 1/28/2025

B
Colorado 11/8/2022

B
Ohio 11/9/2022

B
Idaho 11/8/2022

B
South Dakota 11/8/2022

B
Illinois 11/8/2022

B
Tennessee 8/9/2023

B
Maryland 1/12/2024

B
Washington 11/8/2022

B
Minnesota 1/3/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 150 [TL/TM-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 150 [TL/TM-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/16/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
03/28/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
04/22/2002 - 03/28/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
12/13/2000 - 05/03/2002 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
03/13/1997 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
03/21/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
05/30/1992 - 04/10/1997 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
02/01/1991 - 06/30/1992 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
11/19/1985 - 02/13/1991 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.