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HARRY HAMPTON MCNAIR JR
CRD#: 1424366
IA
B
MORGAN STANLEYCRD#: 149777 17505 West Catawba Avenue
Suite 300
Cornelius, NC 28031
Suite 300
Cornelius, NC 28031
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
Alabama 3/17/2022
B
Missouri 5/14/2018
B
Arizona 6/1/2009
B
New Hampshire 11/30/2023
B
Arkansas 6/1/2009
B
New York 6/1/2009
B
California 1/3/2020
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
IA
North Carolina 6/1/2009
B
Connecticut 6/1/2009
B
Ohio 10/26/2015
B
Delaware 8/22/2011
B
Pennsylvania 3/19/2015
B
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Georgia 6/1/2009
IA
South Carolina 7/12/2022
B
Illinois 6/1/2009
B
Tennessee 11/1/2022
B
Iowa 5/3/2023
B
Texas 6/1/2009
B
Kansas 6/1/2009
IA
Texas 2/11/2014
B
Kentucky 7/29/2022
B
Utah 11/29/2021
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
West Virginia 6/1/2009
B
Michigan 6/1/2009
B
Wisconsin 9/3/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/31/2001 - 06/01/2009 | CORNELIUS, NC | |
B | 07/18/1989 - 06/01/2009 | CORNELIUS, NC | |
B | 02/24/1988 - 07/25/1989 | NEW YORK, NY | |
B | 11/20/1985 - 02/24/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.