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Detailed Report
Sharon Priscilla Saulsby
SHARON P SMITH, SHARON PRISCILLA SMITH, SHARON PRISCILLA WALTERS
CRD#: 1423878
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
199019952000200520102015202020252 FIRMS2003 - 2004 (<1 year)2 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - Present (6 years)2 FIRMS2020 - Present (5 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2009 - 2012 (3 years)BNATIONWIDE SECURITIES, LLC (CRD# 11173)2004 - 2010 (6 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2006 - 2008 (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2001 - 2003 (2 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1996 - 2000 (4 years)BMILLER, JOHNSON & KUEHN, INCOR... (CRD# 8678)2000 - 2000 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1992 - 1996 (3 years)BIDM SECURITIES CORPORATION (CRD# 10893)1988 - 1992 (3 years)IANATIONWIDE SECURITIES, LLC (CRD# 11173)2008 - 2012 (3 years)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2005 - 2008 (3 years)
License(s)

State Registrations

B
Florida 4/30/2018
IA
Florida 5/2/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 1/23/2020
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
880 Carillon Pkwy, Saint Petersburg, FL 33716
Registered with this firm since 5/2/2018
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 1/22/2020
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
880 CARILLON PARKWAY, ST PETERSBURG, FL 33716
Registered with this firm since 4/30/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/02/2012 - 03/19/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) TAMPA, FL
B
 10/01/2012 - 03/19/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) TAMPA, FL
IA
 08/01/2008 - 04/18/2012 NATIONWIDE SECURITIES, LLC (CRD#:11173) TAMPA, FL
B
 01/30/2009 - 04/18/2012 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 05/28/2004 - 12/31/2010 NATIONWIDE SECURITIES, LLC (CRD#:11173) COLUMBUS, OH
IA
 07/20/2005 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) ST PETERSBURG, FL
B
 01/19/2006 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
IA
 10/10/2003 - 05/24/2004 J. B. HANAUER & CO. (CRD#:6958) TAMPA , FL
B
 10/01/2003 - 05/24/2004 J. B. HANAUER & CO. (CRD#:6958) PARSIPPANY, NJ
B
 01/02/2001 - 04/30/2003 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
 06/06/1996 - 12/07/2000 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
 01/03/2000 - 04/06/2000 MILLER, JOHNSON & KUEHN, INCORPORATED (CRD#:8678) MINNEAPOLIS, MN
B
 08/27/1992 - 05/15/1996 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 10/24/1988 - 05/26/1992 IDM SECURITIES CORPORATION (CRD#:10893)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.