Individual Firm
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ROBERT MALACHY CULLY
ROBERT M CULLY
CRD#: 1423747
IA
B
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 10 POST OFFICE SQUARE
SUITE 600
BOSTON, MA 02109
SUITE 600
BOSTON, MA 02109
B. RILEY WEALTH MANAGEMENTCRD#: 2543 10 Post Office Square
Suite 600
Boston, MA 02109
Suite 600
Boston, MA 02109
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8/13/2008
Customer Dispute
Denied
8/29/2006
Customer Dispute
Settled
6/12/2006
Customer Dispute
Settled
3/1/2006
Customer Dispute
Settled
2/23/2006
Customer Dispute
Settled
11/1/2001
Customer Dispute
Denied
5/18/1999
Customer Dispute
Settled
State Registrations
B
Arizona 7/22/2022
B
Nevada 7/22/2022
B
California 7/22/2022
B
New Hampshire 7/22/2022
B
Colorado 7/22/2022
B
New Mexico 7/22/2022
B
Connecticut 7/22/2022
B
New York 7/22/2022
B
Delaware 7/22/2022
B
North Carolina 7/22/2022
B
District of Columbia 7/22/2022
B
Ohio 7/22/2022
B
Florida 7/22/2022
B
Oregon 7/22/2022
B
Georgia 7/22/2022
B
Pennsylvania 7/22/2022
B
Maine 7/22/2022
B
Rhode Island 7/22/2022
B
Maryland 7/22/2022
IA
Texas 10/18/2021
IA
Massachusetts 3/24/2021
B
Texas 7/22/2022
B
Massachusetts 7/22/2022
B
Virginia 7/22/2022
B
Michigan 7/22/2022
B
Washington 7/22/2022
SRO Registrations
B
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B
Registered with this firm since 7/22/2022
IA
Registered with this firm since 3/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/19/2021 - 07/22/2022 | BOSTON, MA | |
IA | 01/20/2011 - 04/13/2021 | BOSTON, MA | |
B | 01/20/2011 - 04/13/2021 | BOSTON, MA | |
IA | 05/07/2009 - 01/20/2011 | BOSTON, MA | |
B | 03/16/2009 - 01/20/2011 | BOSTON, MA | |
IA | 03/16/2009 - 04/03/2009 | BOSTON, MA | |
IA | 04/19/2006 - 03/25/2009 | WELLESLEY HILLS, MA | |
B | 08/17/2005 - 03/25/2009 | WELLESLEY HILLS, MA | |
B | 09/17/1993 - 08/26/2005 | PHILADELPHIA, PA | |
B | 12/11/1987 - 09/15/1993 | ST. LOUIS, MO | |
B | 10/22/1985 - 12/22/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.