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Detailed Report
CHRISTOPHER LEE WILLIS
Chris Lee
CRD#: 1423685
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 301 E COLORADO BLVD.
STE 400
PASADENA, CA 91101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 301 E COLORADO BLVD.
STE 400
PASADENA, CA 91101
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)1985 - Present (39 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)1997 - 2023 (25 years)
License(s)

State Registrations

B
Arizona 2/28/2011
B
New Mexico 8/11/2015
B
California 10/16/1985
B
New York 7/17/2019
IA
California 6/29/2023
B
Ohio 4/23/2020
B
Colorado 2/6/2014
B
Oregon 3/13/1998
B
Florida 8/11/2020
B
Pennsylvania 9/5/1986
B
Georgia 2/14/2018
B
Tennessee 1/31/2013
B
Illinois 8/3/2004
B
Texas 3/29/2016
B
Maine 10/21/2002
IA
Texas 6/29/2023
B
Maryland 3/29/2023
B
Utah 4/8/2021
B
Massachusetts 9/30/2013
B
Virginia 1/4/2006
B
Montana 8/24/1992
B
Washington 4/25/2002
B
Nevada 1/26/2001
B
Wyoming 1/2/2025
B
New Hampshire 12/21/2022

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
301 E COLORADO BLVD. STE 400, PASADENA, CA 91101
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
301 E COLORADO BLVD. STE 400, PASADENA, CA 91101
Registered with this firm since 10/23/1985
Previous Registration(s)
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IA
 07/08/1997 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.