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Detailed Report
JAMES TERRY BETHEA
TERRY BETHEA
CRD#: 1420104
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2100 SOUTHBRIDGE PKWY # 257
BIRMINGHAM, AL 35209
Registration History
199019952000200520102015202020253 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2011 (7 years)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BVERAVEST INVESTMENTS, INC. (CRD# 3960)1986 - 2003 (17 years)IAVERAVEST INVESTMENT ADVISORS, INC. (CRD# 105796)1992 - 2003 (11 years)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Montana 6/14/2024
IA
Alabama 6/14/2024
B
North Carolina 6/14/2024
B
Arkansas 6/14/2024
B
Ohio 6/14/2024
B
District of Columbia 6/14/2024
B
Tennessee 6/14/2024
B
Florida 6/14/2024
B
Texas 6/14/2024
B
Georgia 6/14/2024
IA
Texas 6/14/2024
B
Louisiana 6/14/2024
B
Virginia 6/14/2024
B
Minnesota 6/14/2024
B
Washington 6/14/2024
B
Mississippi 6/14/2024
B
West Virginia 6/14/2024
B
Missouri 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2100 SOUTHBRIDGE PKWY # 257, BIRMINGHAM, AL 35209
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
2100 SOUTHBRIDGE PKWY # 257, BIRMINGHAM, AL 35209
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 02/16/2015 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) BIRMINGHAM, AL
B
 02/16/2015 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) BIRMINGHAM, AL
B
 08/08/2011 - 02/26/2015 LPL FINANCIAL LLC (CRD#:6413) BIRMINGHAM, AL
IA
 08/08/2011 - 02/17/2015 RFG ADVISORY GROUP, LLC (CRD#:158401) BIRMINGHAM, AL
IA
 06/28/2004 - 08/08/2011 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) BIRMINGHAM, AL
B
 06/28/2004 - 08/08/2011 SECURITIES AMERICA, INC. (CRD#:10205) BIRMINGHAM, AL
IA
 12/02/2003 - 07/01/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) BIRMINGHAM, AL
B
 12/02/2003 - 07/01/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 12/02/2003 - 07/01/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
IA
 11/30/1992 - 12/12/2003 VERAVEST INVESTMENT ADVISORS, INC. (CRD#:105796) BIRMINGHAM, AL
B
 08/05/1986 - 12/12/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.