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ELIZABETH ARNDT
LIZ ARNDT, PATRICIA E ARNDT, PATRICIA ELIZABETH ARNDT, ELIZABETH WHITE, LIZ WHITE
CRD#: 1416799
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 14851 N. SCOTTSDALE ROAD
SUITE 103
SCOTTSDALE, AZ 85254
SUITE 103
SCOTTSDALE, AZ 85254
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6/25/1995
Employment Separation After Allegations
State Registrations
B
Arizona 5/7/2020
IA
Arizona 5/7/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/7/2020
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Registered with this firm since 5/7/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2016 - 04/24/2020 | PHOENIX, AZ | |
B | 12/15/2016 - 04/24/2020 | SCOTTSDALE, AZ | |
IA | 01/25/2016 - 12/15/2016 | SCOTTSDALE, AZ | |
B | 06/08/2015 - 12/15/2016 | SCOTTSDALE, AZ | |
IA | 06/22/2015 - 12/31/2015 | SCOTTSDALE, AZ | |
IA | 08/25/2011 - 06/05/2015 | SCOTTSDALE, AZ | |
B | 08/15/2011 - 06/05/2015 | SCOTTSDALE, AZ | |
IA | 09/20/2010 - 08/12/2011 | SCOTTSDALE, AZ | |
B | 04/13/2009 - 08/12/2011 | SCOTTSDALE, AZ | |
IA | 06/11/2009 - 03/28/2011 | SCOTTSDALE, AZ | |
IA | 12/01/2008 - 04/03/2009 | SCOTTSDALE, AZ | |
B | 11/14/2008 - 04/03/2009 | SCOTTSDALE, AZ | |
IA | 10/10/2007 - 09/18/2008 | SCOTTSDALE, AZ | |
B | 10/09/2007 - 09/18/2008 | SCOTTSDALE, AZ | |
IA | 06/19/2007 - 10/09/2007 | PHOENIX, AZ | |
B | 03/11/2004 - 10/09/2007 | PHOENIX, AZ | |
B | 12/18/2002 - 03/02/2004 | BIRMINGHAM, AL | |
B | 06/19/2002 - 12/09/2002 | NAPA, CA | |
B | 11/21/2001 - 06/04/2002 | SPRINGFIELD, MA | |
B | 11/21/2001 - 06/04/2002 | NEW YORK, NY | |
B | 03/27/1997 - 11/01/2001 | PURCHASE, NY | |
B | 08/21/1995 - 02/18/1997 | CHARLOTTE, NC | |
B | 06/24/1994 - 06/28/1995 | NEW YORK, NY | |
B | 04/07/1994 - 07/07/1994 | NEW YORK, NY | |
B | 05/18/1990 - 03/11/1994 | SPRINGFIELD, MA | |
B | 05/18/1990 - 03/11/1994 | NEW YORK, NY | |
B | 01/23/1989 - 04/24/1990 | MIAMI, FL | |
B | 06/13/1988 - 09/06/1988 | ||
B | 05/25/1988 - 06/22/1988 |
SCOTTSDALE, AZ
06/11/2009 - 03/28/2011
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.