• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES GREGORY GUERRA
CRD#: 1416232
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10999 W INTERSTATE 10
5TH FL/STE 5000
SAN ANTONIO, TX 78230
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)BCIGNA SECURITIES, INC. (CRD# 145)1986 - 1988 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
License(s)

State Registrations

B
California 10/11/2016

B
Oregon 3/20/2018

B
Colorado 11/11/2015

B
Texas 1/1/2008

B
Florida 6/9/2021

IA
Texas 1/1/2008

B
Kentucky 11/24/2014

B
Washington 1/4/2013

B
North Carolina 7/26/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10999 W INTERSTATE 10 5TH FL/STE 5000, SAN ANTONIO, TX 78230
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10999 W INTERSTATE 10 5TH FL/STE 5000, SAN ANTONIO, TX 78230
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/13/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN ANTONIO, TX
IA
06/13/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN ANTONIO, TX
B
10/16/1986 - 08/23/1988 CIGNA SECURITIES, INC. (CRD#:145)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.