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Detailed Report
PAUL PETER LAKON
PAUL P LAKON
CRD#: 1416205
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Registration History
199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)2 FIRMS2006 - 2021 (15 years)2 FIRMS2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1989 - 2006 (17 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2006 (9 years)
License(s)

State Registrations

B
Alabama 3/12/2024
B
Nebraska 11/16/2021
B
Alaska 3/12/2024
B
Nevada 11/16/2021
B
Arizona 11/16/2021
B
New Hampshire 3/12/2024
B
Arkansas 3/12/2024
B
New Jersey 11/16/2021
B
California 11/16/2021
B
New Mexico 3/12/2024
IA
California 11/16/2021
B
New York 11/16/2021
B
Colorado 11/16/2021
B
North Carolina 11/16/2021
B
Connecticut 11/16/2021
B
North Dakota 3/12/2024
B
Delaware 3/12/2024
B
Ohio 3/13/2024
B
District of Columbia 3/12/2024
B
Oklahoma 3/12/2024
B
Florida 11/16/2021
B
Oregon 11/16/2021
B
Georgia 3/12/2024
B
Pennsylvania 3/12/2024
B
Hawaii 3/12/2024
B
Puerto Rico 3/12/2024
B
Idaho 11/16/2021
B
Rhode Island 3/12/2024
B
Illinois 3/12/2024
B
South Carolina 3/12/2024
B
Indiana 3/12/2024
B
South Dakota 3/12/2024
B
Iowa 3/12/2024
B
Tennessee 11/16/2021
B
Kansas 11/16/2021
B
Texas 11/16/2021
B
Kentucky 3/12/2024
IA
Texas 11/16/2021
B
Louisiana 3/12/2024
B
Utah 11/16/2021
B
Maine 3/12/2024
B
Vermont 3/12/2024
B
Maryland 3/12/2024
B
Virgin Islands 3/12/2024
B
Massachusetts 11/16/2021
B
Virginia 3/12/2024
B
Michigan 3/12/2024
B
Washington 11/16/2021
B
Minnesota 3/12/2024
B
West Virginia 3/12/2024
B
Mississippi 3/12/2024
B
Wisconsin 3/12/2024
B
Missouri 11/16/2021
B
Wyoming 3/12/2024
B
Montana 3/12/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 11/16/2021
B
MORGAN STANLEY (CRD#:149777)
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212
Registered with this firm since 11/16/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/11/2006 - 11/24/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) CENTURY CITY, CA
B
 08/11/2006 - 11/24/2021 RBC CAPITAL MARKETS, LLC (CRD#:31194) CENTURY CITY, CA
IA
 07/08/1997 - 08/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 07/21/1989 - 08/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 06/06/1989 - 08/07/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
 05/23/1989 - 06/13/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.