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STEVEN CRAIG BAUMHOFF
CRD#: 1416203
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 350 CALIFORNIA ST, 18TH FLOOR
SAN FRANCISCO, CA 94104
Registration History
198519901995200020052010201520202025IAU.S. BANCORP ADVISORS, LLC (CRD# 14455)2008 - Present (16 years)BU.S. BANCORP ADVISORS, LLC (CRD# 14455)1999 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1994 (8 years)
Disclosure(s)
View By:
6/14/1994
Employment Separation After Allegations
5/1/1994
Regulatory
Final
License(s)

State Registrations

B
Alabama 4/30/2024

B
Nevada 6/4/2002

B
Arizona 4/30/2014

B
New Jersey 10/21/2015

B
California 12/14/1999

B
New Mexico 6/2/2015

IA
California 7/28/2008

B
New York 7/26/2017

B
Colorado 10/21/2015

IA
New York 2/23/2021

B
Connecticut 5/3/2017

IA
North Carolina 6/8/2017

B
Florida 7/27/2018

B
North Carolina 6/9/2017

B
Georgia 7/31/2023

B
Ohio 4/9/2014

B
Hawaii 5/2/2017

B
Oklahoma 10/22/2015

B
Idaho 2/8/2012

B
Oregon 10/31/2002

B
Illinois 10/21/2015

B
South Carolina 12/12/2019

B
Maine 2/6/2015

B
Texas 8/13/2009

B
Maryland 9/5/2017

B
Utah 10/5/2015

IA
Maryland 9/11/2017

B
Virginia 12/3/2019

B
Massachusetts 8/4/2010

B
Washington 10/29/2002

B
Montana 7/25/2012

B
Wisconsin 1/4/2019

B
Nebraska 9/19/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
350 CALIFORNIA ST, 18TH FLOOR, SAN FRANCISCO, CA 94104
Registered with this firm since 7/28/2008

B
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
350 CALIFORNIA ST, 18TH FLOOR, SAN FRANCISCO, CA 94104
Registered with this firm since 12/1/1999

Previous Registration(s)
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B
10/23/1985 - 07/11/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.