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PETER WALLACE FLEMING III
PETER WALLACE FLEMING
CRD#: 1415660
IA
Investment Adviser
B
Broker
CIBC PRIVATE WEALTH ADVISORS, INC.CRD#: 109644 3290 Northside Parkway
7th floor
Atlanta, GA 30327
CIBC WORLD MARKETS CORP.CRD#: 630 BROOHAVEN, GA
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BM HOLDINGS SECURITIES, INC. (CRD# 43285)2011 - 2024 (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1989 (3 years)
License(s)

State Registrations

B
Georgia 10/8/2024

IA
Georgia 12/26/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CIBC PRIVATE WEALTH ADVISORS, INC. (CRD#:109644)
3290 Northside Parkway 7th floor, Atlanta, GA 30327
Registered with this firm since 12/26/2024

B
CIBC WORLD MARKETS CORP. (CRD#:630)
BROOHAVEN, GA
3290 NORTHSIDE PARKWAY 7TH FLOOR, ATLANTA, GA 30327
Registered with this firm since 10/8/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/24/2011 - 09/05/2024 M HOLDINGS SECURITIES, INC. (CRD#:43285) ATLANTA, GA
B
12/23/1985 - 01/30/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.