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LINDA ANNE YATES
CRD#: 1413218
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 103 NORTH AVE STE 7
COUNCIL BLUFFS, IA 51503
CETERA ADVISOR NETWORKS LLCCRD#: 13572 103 NORTH AVE STE 7
COUNCIL BLUFFS, IA 51503
Registration History
199019952000200520102015202020252 FIRMS2002 - 2002 (<1 year)2 FIRMS2002 - 2003 (1 year)2 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2021 (14 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2002 (5 years)BMILLER & SCHROEDER FINANCIAL, INC. (CRD# 7119)1994 - 1996 (2 years)BNORWEST INVESTMENT SERVICES, INC. (CRD# 16100)1993 - 1994 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1987 - 1994 (6 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)
Disclosure(s)
View By:
2/14/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/9/2021

B
Nebraska 6/9/2021

B
California 6/9/2021

B
New York 6/9/2021

B
Indiana 6/9/2021

B
Ohio 3/1/2023

B
Iowa 6/9/2021

B
South Dakota 6/9/2021

IA
Iowa 6/29/2023

B
Texas 6/9/2021

B
Kansas 3/1/2023

IA
Texas 6/29/2023

B
Maine 6/9/2021

B
Utah 7/24/2023

B
Michigan 9/25/2023

B
Wisconsin 6/9/2021

B
Minnesota 6/9/2021

B
Wyoming 6/9/2021

B
Missouri 10/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
103 NORTH AVE STE 7, COUNCIL BLUFFS, IA 51503
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
103 NORTH AVE STE 7, COUNCIL BLUFFS, IA 51503
Registered with this firm since 6/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
02/07/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) COUNCIL BLUFFS, IA
B
01/31/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) COUNCIL BLUFFS, IA
IA
07/07/2004 - 01/31/2007 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) COUNCIL BLUFFS, IA
B
01/08/2004 - 01/31/2007 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) COUNCIL BLUFFS, IA
IA
06/28/2002 - 11/25/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) AUBURN, ME
B
06/27/2002 - 11/25/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
IA
04/30/2002 - 07/03/2002 UBS PAINEWEBBER INC. (CRD#:8174) PORTLAND, ME
B
04/26/2002 - 07/03/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/29/1996 - 06/28/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
05/02/1994 - 07/16/1996 MILLER & SCHROEDER FINANCIAL, INC. (CRD#:7119) MINNEAPOLIS, MN
B
01/04/1993 - 04/11/1994 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
B
11/25/1987 - 04/08/1994 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.