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Detailed Report
John A. Ubelhor
JOHN ARNOLD UBELHOR, John A Ubelhor
CRD#: 1412383
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 907 WEST MAIN
BOONVILLE, IN 47601
Registration History
198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1985 - Present (39 years)
Disclosure(s)
View By:
11/7/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/14/2014
B
Missouri 9/7/1995
B
California 8/14/1998
B
North Carolina 6/16/2018
B
Florida 11/2/1988
B
Oklahoma 2/1/2008
B
Illinois 4/11/1989
B
Pennsylvania 12/13/2012
B
Indiana 10/15/1985
B
South Carolina 11/17/1988
IA
Indiana 1/19/2007
B
Tennessee 10/21/2010
B
Kansas 9/26/2019
B
Texas 3/24/1993
B
Kentucky 10/7/1991
IA
Texas 1/11/2019
B
Louisiana 1/7/2021
B
Virginia 8/15/2019
B
Michigan 4/27/2006
B
Wisconsin 9/30/2014
B
Mississippi 2/9/1998

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
907 WEST MAIN, BOONVILLE, IN 47601
Registered with this firm since 1/19/2007
B
EDWARD JONES (CRD#:250)
907 WEST MAIN, BOONVILLE, IN 47601
Registered with this firm since 9/25/1985
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.