Individual Firm
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Christopher J Bolle
CHRIS J. BOLLE
CRD#: 1412298
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 112 HAYWOOD ROAD
GREENVILLE, SC 29607
GREENVILLE, SC 29607
View By:
9/2/2015
Customer Dispute
Denied
State Registrations
B
Alabama 7/18/2012
B
New York 10/7/2014
B
California 3/12/2013
B
North Carolina 7/18/2012
B
Florida 7/18/2012
B
Ohio 8/24/2019
IA
Florida 4/10/2020
B
Oregon 11/17/2023
B
Georgia 7/18/2012
B
Pennsylvania 11/12/2020
B
Illinois 7/18/2012
B
South Carolina 7/18/2012
B
Indiana 7/18/2012
IA
South Carolina 7/23/2012
B
Kentucky 7/18/2012
B
Tennessee 7/18/2012
B
Maine 6/14/2024
B
Texas 9/1/2022
B
Maryland 3/18/2014
B
Vermont 8/16/2018
B
Michigan 11/6/2024
B
Virginia 11/5/2024
B
New Jersey 7/18/2012
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 7/23/2012
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Registered with this firm since 7/18/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/25/2009 - 08/08/2012 | GREENVILLE, SC | |
B | 07/03/2008 - 08/08/2012 | GREENVILLE, SC | |
IA | 01/01/2008 - 07/23/2008 | GREENVILLE, SC | |
B | 01/01/2008 - 07/23/2008 | GREENVILLE, SC | |
B | 05/29/1990 - 01/03/2008 | GREENVILLE, SC | |
IA | 10/15/1999 - 01/01/2008 | GREENVILLE, SC | |
B | 12/20/1988 - 06/06/1990 | CHARLOTTE, NC | |
B | 10/14/1988 - 01/09/1989 | ||
B | 05/10/1988 - 10/14/1988 | ||
B | 10/22/1985 - 05/31/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.