Individual Firm
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ANGEL RUBEN TINEO
CRD#: 1411558
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
51-31 Northern Boulevard
Woodside, NY 11377
51-31 Northern Boulevard
Woodside, NY 11377
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8/3/2023
Customer Dispute
Settled
2/11/2016
Financial
Final
12/8/2008
Customer Dispute
Denied
State Registrations
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Connecticut 7/24/2023
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New York 7/20/2023
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District of Columbia 2/12/2024
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New York 7/29/2023
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Florida 7/31/2023
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Pennsylvania 7/31/2023
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New Jersey 7/31/2023
B
South Carolina 12/6/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 7/20/2023
B
Registered with this firm since 7/20/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/15/2016 - 07/24/2023 | BAYSIDE, NY | |
B | 09/30/2016 - 07/24/2023 | BAYSIDE, NY | |
IA | 10/07/2014 - 09/29/2016 | REGO PARK, NY | |
B | 01/15/2014 - 09/29/2016 | REGO PARK, NY | |
IA | 07/23/2013 - 12/19/2013 | NEW YORK, NY | |
B | 06/12/2013 - 12/19/2013 | NEW YORK, NY | |
IA | 03/18/2010 - 05/16/2013 | NEW YORK, NY | |
B | 03/10/2010 - 05/16/2013 | NEW YORK, NY | |
IA | 05/27/2009 - 03/09/2010 | BRONX, NY | |
B | 05/18/2009 - 03/09/2010 | BRONX, NY | |
B | 12/07/2007 - 03/11/2008 | CORAL GABLES, FL | |
B | 06/21/2007 - 10/31/2007 | FT. LAUDERDALE, FL | |
B | 03/21/1986 - 12/18/1995 | NEW YORK, NY | |
B | 03/21/1986 - 12/18/1995 | NEW YORK, NY |
NEW YORK, NY
03/21/1986 - 12/18/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.