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Detailed Report
FREDERIC JAY LEONARD
F JAY LEONARD, FRED LEONARD, FREDDY LEONARD, FREDERIC LEONARD, JAY F LEONARD…
CRD#: 1410458
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 100 SOUTH EAST 3RD AVENUE
SUITE 2100
FORT LAUDERDALE, FL 33394
Registration History
198519901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2005 - Present (19 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - Present (22 years)BCIBC WORLD MARKETS CORP. (CRD# 630)2000 - 2003 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2000 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1990 - 1994 (3 years)BTHE STUART-JAMES COMPANY, INCO... (CRD# 11691)1985 - 1990 (5 years)
License(s)

State Registrations

B
Alabama 10/29/2024
IA
Missouri 10/5/2005
IA
Arizona 10/18/2005
B
Nevada 1/3/2003
B
Arizona 4/24/2009
IA
Nevada 10/5/2005
B
California 1/3/2003
B
New Jersey 1/3/2003
IA
California 10/5/2005
IA
New Jersey 10/5/2005
B
Colorado 1/3/2003
B
New York 1/3/2003
B
Connecticut 1/3/2003
B
North Carolina 9/5/2014
IA
Connecticut 10/5/2005
B
Ohio 3/19/2020
B
Florida 1/3/2003
B
Pennsylvania 1/3/2003
IA
Florida 9/15/2005
IA
Pennsylvania 10/5/2005
B
Georgia 4/4/2003
B
South Carolina 10/20/2023
IA
Georgia 10/12/2005
B
Tennessee 9/21/2017
B
Illinois 2/13/2019
B
Texas 1/3/2003
B
Kansas 1/3/2003
IA
Texas 10/5/2005
IA
Kansas 10/5/2005
B
Utah 12/7/2022
B
Louisiana 10/30/2023
B
Vermont 12/7/2022
B
Maryland 12/6/2005
B
Virginia 1/3/2003
B
Massachusetts 1/3/2003
IA
Virginia 10/5/2005
IA
Massachusetts 10/11/2005
B
Washington 1/3/2003
B
Michigan 1/3/2007
IA
Washington 10/5/2005
B
Missouri 1/3/2003
B
Wyoming 12/7/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
100 SOUTH EAST 3RD AVENUE SUITE 2100, FORT LAUDERDALE, FL 33394
MIAMI, FL
Registered with this firm since 9/15/2005
B
OPPENHEIMER & CO. INC. (CRD#:249)
100 SOUTH EAST 3RD AVENUE SUITE 2100, FORT LAUDERDALE, FL 33394
MIAMI, FL
Registered with this firm since 1/3/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/10/2000 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 09/09/1994 - 05/16/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 10/11/1990 - 09/23/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/24/1985 - 10/25/1990 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.