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JAMES DOUGLAS LATHROP
James Lathrop
CRD#: 1410050
IA
Investment Adviser
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Broker
DEARBORN PARTNERS L.L.C.CRD#: 108147 Chesterfield, MO
QUASAR DISTRIBUTORS, LLCCRD#: 103848 Chesterfield, MO
Registration History
198519901995200020052010201520202025IADEARBORN PARTNERS L.L.C. (CRD# 108147)2020 - Present (4 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2019 - Present (5 years)BRUSSELL INVESTMENTS FINANCIAL ... (CRD# 21771)2005 - 2018 (13 years)BALLIANCEBERNSTEIN INVESTMENT R... (CRD# 14549)2004 - 2005 (1 year)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)1994 - 2004 (9 years)BVAN KAMPEN MERRITT INC. (CRD# 6939)1986 - 1994 (8 years)BFIRST INVESTORS CORPORATION (CRD# 305)1985 - 1985 (<1 year)IARUSSELL INVESTMENTS (CRD# 105734)2007 - 2018 (10 years)
License(s)

State Registrations

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Arkansas 9/11/2019

B
Missouri 3/1/2019

B
Florida 3/1/2019

B
Nebraska 5/11/2022

IA
Illinois 3/17/2020

B
New Mexico 5/11/2022

B
Illinois 1/3/2022

B
North Dakota 5/11/2022

B
Kansas 3/1/2019

B
Oklahoma 5/11/2022

B
Louisiana 5/11/2022

B
South Dakota 5/11/2022

B
Minnesota 5/11/2022

B
Texas 5/11/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DEARBORN PARTNERS L.L.C. (CRD#:108147)
Chesterfield, MO
Registered with this firm since 3/17/2020

B
QUASAR DISTRIBUTORS, LLC (CRD#:103848)
Chesterfield, MO
Registered with this firm since 3/1/2019

Previous Registration(s)
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11/22/2007 - 10/03/2018 RUSSELL INVESTMENTS (CRD#:105734) CHESTERFIELD, MO
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04/21/2005 - 10/03/2018 RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (CRD#:21771) CHESTERFIELD, MO
B
04/06/2004 - 04/12/2005 ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (CRD#:14549) NASHVILLE, TN
B
10/07/1994 - 03/22/2004 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
B
06/14/1986 - 10/13/1994 VAN KAMPEN MERRITT INC. (CRD#:6939) HOUSTON, TX
B
11/06/1985 - 12/12/1985 FIRST INVESTORS CORPORATION (CRD#:305)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.