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Ali Azeez
ALI AZEEZ, ALLIMUDEEN AZEEZ
CRD#: 1409544
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8181 COMMUNICATIONS PKWY. BLDG B
PLANO, TX 75024
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1997 (<1 year)2 FIRMS2005 - 2012 (7 years)2 FIRMS2012 - Present (12 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2001 - 2005 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2001 (3 years)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2002 - 2005 (2 years)
Disclosure(s)
View By:
1/25/2018
Customer Dispute
Denied
6/20/2006
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/1/2012

B
Missouri 6/8/2017

B
Arkansas 9/14/2018

B
Nevada 1/2/2025

B
California 10/1/2012

B
New Jersey 10/12/2022

B
Colorado 4/4/2022

B
New York 10/1/2012

B
Delaware 10/1/2012

B
Ohio 8/27/2015

B
Florida 6/14/2013

B
Oklahoma 10/16/2013

B
Georgia 7/15/2013

B
Pennsylvania 4/8/2016

B
Illinois 10/1/2012

B
South Carolina 4/10/2019

B
Massachusetts 11/18/2016

B
Texas 10/1/2012

B
Michigan 1/17/2018

IA
Texas 10/1/2012

B
Minnesota 9/20/2021

B
Washington 12/10/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 COMMUNICATIONS PKWY. BLDG B, PLANO, TX 75024
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 COMMUNICATIONS PKWY. BLDG B, PLANO, TX 75024
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PLANO, TX
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PLANO, TX
IA
09/13/2002 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) PLANO, TX
B
01/30/2001 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
10/28/1997 - 01/12/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
04/07/1997 - 04/18/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/07/1997 - 04/18/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.