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ARTHUR JAMES BUYS
A J BUYS, ART BUYS
CRD#: 1409253
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 321 SETTLERS RD
STE 110
HOLLAND, MI 49423
Registration History
1985199019952000200520102015202020252 FIRMS1988 - 2002 (14 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2007 (4 years)BBUYS-MACGREGOR, MACNAUGHTON- G... (CRD# 7304)1985 - 1988 (2 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 7/22/2010

B
Michigan 7/22/2010

IA
Arizona 3/3/2020

IA
Michigan 7/22/2010

B
California 7/22/2010

B
New Jersey 9/4/2019

B
Colorado 7/22/2010

IA
New Mexico 11/16/2023

B
Florida 8/10/2012

B
New York 9/4/2019

B
Illinois 8/21/2024

B
Pennsylvania 7/22/2010

B
Indiana 7/10/2013

B
Tennessee 8/5/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
321 SETTLERS RD STE 110, HOLLAND, MI 49423
TUCSON, AZ
Registered with this firm since 7/22/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
321 SETTLERS RD STE 110, HOLLAND, MI 49423
TUCSON, AZ
Registered with this firm since 7/22/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 07/28/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MUSKEGON, MI
B
06/01/2009 - 07/28/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MUSKEGON, MI
IA
03/18/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOLLAND, MI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOLLAND, MI
B
07/05/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) HOLLAND, MI
IA
09/12/1988 - 07/16/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) HOLLAND, MI
B
07/01/1988 - 07/16/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
09/24/1985 - 07/01/1988 BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO. (CRD#:7304)
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B
Broker
IA
Investment Adviser
Disclosures
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