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JUDITH ANN MOFFITT
JUDITH A MOFFITT, JUDY MOFFITT
CRD#: 1408796
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4199 FLAT ROCK DR
BLDG 100 STE 106
RIVERSIDE, CA 92505
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (2 years)
License(s)

State Registrations

B
Arizona 9/14/2021

B
Oregon 1/31/2018

B
California 11/18/2003

B
Texas 11/29/2005

IA
California 11/18/2003

IA
Texas 10/5/2006

B
Colorado 5/9/2013

B
Washington 1/23/2018

B
Missouri 6/10/2024

B
West Virginia 11/29/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4199 FLAT ROCK DR BLDG 100 STE 106, RIVERSIDE, CA 92505
Riverside, CA
Registered with this firm since 11/18/2003

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4199 FLAT ROCK DR BLDG 100 STE 106, RIVERSIDE, CA 92505
Riverside, CA
Registered with this firm since 11/13/2003

Previous Registration(s)
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11/13/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.