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Stephen Guy Widner
STEPHEN Guy WIDNER, STEVE WIDNER, STEPHEN G WINDER
CRD#: 1408199
IA
Investment Adviser
B
Broker
NAVY FEDERAL INVESTMENT SERVICES, LLCCRD#: 138459 9999 Willow Creek Road
San Diego, CA 92131
Registration History
199019952000200520102015202020253 FIRMS2007 - 2020 (13 years)2 FIRMS2020 - 2020 (<1 year)IANAVY FEDERAL INVESTMENT SERVIC... (CRD# 138459)2022 - Present (2 years)BNAVY FEDERAL INVESTMENT SERVIC... (CRD# 138459)2020 - Present (4 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2000 - 2020 (19 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1995 - 2000 (5 years)BNEW DIMENSION FINANCIAL, INC. (CRD# 30840)1994 - 1994 (<1 year)BAMEV INVESTORS, INC. (CRD# 421)1992 - 1992 (<1 year)BBOUCHER OEHMKE & QUINN (CRD# 17470)1989 - 1990 (<1 year)BADVENT SECURITIES, INC. (CRD# 16499)1989 - 1989 (<1 year)BFIRST EAGLE, INC. (CRD# 16509)1987 - 1989 (1 year)BMALONE & ASSOCIATES, INC. (CRD# 10412)1986 - 1987 (1 year)
License(s)

State Registrations

B
California 11/24/2020

B
Virginia 11/25/2020

IA
California 10/5/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NAVY FEDERAL INVESTMENT SERVICES, LLC (CRD#:138459)
9999 Willow Creek Road, San Diego, CA 92131
San Diego, CA
Registered with this firm since 10/5/2022

B
NAVY FEDERAL INVESTMENT SERVICES, LLC (CRD#:138459)
9999 Willow Creek Road, San Diego, CA 92131
San Diego, CA
Registered with this firm since 11/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/28/2007 - 07/10/2020 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
IA
05/18/2007 - 07/10/2020 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
B
02/05/2020 - 07/10/2020 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
02/05/2020 - 07/10/2020 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
06/28/2007 - 07/10/2020 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
B
08/07/2000 - 07/10/2020 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
B
05/22/1995 - 07/25/2000 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
01/12/1994 - 07/21/1994 NEW DIMENSION FINANCIAL, INC. (CRD#:30840)
B
01/07/1992 - 01/31/1992 AMEV INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
10/16/1989 - 01/18/1990 BOUCHER OEHMKE & QUINN (CRD#:17470)
FINRA expelled the firm on 08/23/1991
B
05/30/1989 - 08/14/1989 ADVENT SECURITIES, INC. (CRD#:16499)
FINRA expelled the firm on 08/21/1991
B
06/12/1987 - 05/20/1989 FIRST EAGLE, INC. (CRD#:16509)
FINRA expelled the firm on 03/04/1991
B
02/20/1986 - 05/15/1987 MALONE & ASSOCIATES, INC. (CRD#:10412)
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Broker
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Disclosures
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