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JEROME CHRISTOPHER GARRETT
CRD#: 1407562
IA
B
CAPITAL ANALYSTSCRD#: 162200 28411 Northwestern Hwy.
Suite 950
Southfield, MI 48034
Suite 950
Southfield, MI 48034
LINCOLN INVESTMENTCRD#: 519 29905 Middlebelt Rd
Farmington Hills, MI 48334
Farmington Hills, MI 48334
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7/24/2015
Financial
Final
State Registrations
B
Florida 8/3/2010
IA
Michigan 10/26/2016
B
Maryland 6/20/2019
B
Minnesota 8/26/2013
B
Michigan 8/2/2010
B
Ohio 8/2/2010
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/3/2016
IA
Registered with this firm since 10/26/2016
B
Registered with this firm since 8/2/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/02/2002 - 08/02/2010 | SOUTHFIELD, MI | |
B | 01/23/1990 - 07/03/2002 | FORT WAYNE, IN | |
B | 11/03/1988 - 06/29/1989 | ||
B | 08/18/1988 - 11/04/1988 | ||
B | 07/31/1986 - 08/24/1988 | ||
B | 09/25/1985 - 07/26/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.