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BLAIR ADEN THOMPSON
BLAIR THOMPSON
CRD#: 1406731
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 101 W DEKALB PIKE
KING OF PRUSSIA, PA 19406
Registration History
1985199019952000200520102015202020252 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2018 - Present (6 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)1995 - 2004 (9 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1988 - 1989 (<1 year)BMORGAN STANLEY MARKET PRODUCTS... (CRD# 19794)1987 - 1988 (1 year)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1985 - 1988 (2 years)IAMCGLINN CAPITAL MANAGEMENT INC (CRD# 105920)2006 - 2010 (4 years)IAMCGLINN CAPITAL MANAGEMENT INC (CRD# 105920)2005 - 2005 (<1 year)
Disclosure(s)
View By:
2/3/2016
Customer Dispute
Denied
License(s)

State Registrations

IA
New Jersey 7/25/2018

IA
Pennsylvania 7/25/2018

B
Pennsylvania 7/23/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
101 W DEKALB PIKE, KING OF PRUSSIA, PA 19406
Registered with this firm since 7/25/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
101 W DEKALB PIKE, KING OF PRUSSIA, PA 19406
Registered with this firm since 7/20/2018

Previous Registration(s)
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IA
01/27/2016 - 02/01/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CONSHOHOCKEN, PA
B
01/27/2016 - 02/01/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CONSHOHOCKEN, PA
IA
12/19/2013 - 12/23/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PAOLI, PA
B
12/19/2013 - 12/23/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PAOLI, PA
B
11/21/2013 - 12/12/2013 WADDELL & REED, INC. (CRD#:866) WILMINGTON, DE
IA
04/24/2013 - 09/30/2013 NESTWISE LLC (CRD#:164466) PAOLI, PA
IA
01/21/2006 - 03/10/2010 MCGLINN CAPITAL MANAGEMENT INC (CRD#:105920) WYOMISSING, PA
IA
07/08/2005 - 12/31/2005 MCGLINN CAPITAL MANAGEMENT INC (CRD#:105920) WYOMISSING, PA
B
01/03/1995 - 05/18/2004 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
B
09/02/1988 - 03/13/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
07/25/1987 - 08/31/1988 MORGAN STANLEY MARKET PRODUCTS INC. (CRD#:19794) NEW YORK, NY
B
10/22/1985 - 08/31/1988 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.