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JEFFRY MARK ROSEN
JEFF ROSEN
CRD#: 1406452
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Investment Adviser
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Broker
OSAIC WEALTH, INC.CRD#: 23131 3000 MARCUS AVENUE
SUITE 3E6
LAKE SUCCESS, NY 11042
Registration History
1985199019952000200520102015202020252 FIRMS2013 - 2024 (11 years)2 FIRMS2024 - Present (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - 2013 (12 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1996 - 2001 (4 years)BBERKSHIRE EQUITY SALES, INC. (CRD# 87)1985 - 1996 (11 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - 2013 (8 years)
License(s)

State Registrations

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Arizona 10/11/2024

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New Jersey 10/11/2024

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California 10/11/2024

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New York 10/11/2024

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Colorado 10/11/2024

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New York 10/11/2024

B
Connecticut 10/11/2024

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North Carolina 10/11/2024

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Connecticut 10/11/2024

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North Carolina 10/11/2024

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Florida 10/11/2024

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Ohio 10/11/2024

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Florida 1/29/2025

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Pennsylvania 10/11/2024

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Nevada 10/11/2024

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Pennsylvania 10/11/2024

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New Hampshire 10/11/2024

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Tennessee 10/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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OSAIC WEALTH, INC. (CRD#:23131)
3000 MARCUS AVENUE SUITE 3E6, LAKE SUCCESS, NY 11042
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024

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OSAIC WEALTH, INC. (CRD#:23131)
3000 MARCUS AVENUE SUITE 3E6, LAKE SUCCESS, NY 11042
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024

Previous Registration(s)
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09/30/2013 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
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09/27/2013 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) LAKE SUCCESS, NY
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07/14/2005 - 10/02/2013 PARK AVENUE SECURITIES LLC (CRD#:46173) LAKE SUCCESS, NY
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06/04/2001 - 10/02/2013 PARK AVENUE SECURITIES LLC (CRD#:46173) LAKE SUCCESS, NY
B
11/20/1996 - 05/22/2001 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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10/22/1985 - 11/27/1996 BERKSHIRE EQUITY SALES, INC. (CRD#:87) PITTSFIELD, MA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.