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MICHAEL DIXON COLEMAN
MICHAEL COLEMAN
CRD#: 1406420
IA
B
SEAGULL LANE ASSET MANAGEMENT LLCCRD#: 282566 19671 BEACH BLVD,
STE 426
HUNTINGTON BEACH, CA 92648
STE 426
HUNTINGTON BEACH, CA 92648
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 19671 BEACH BLVD.
STE. 426
HUNTINGTON BEACH, CA 92648
STE. 426
HUNTINGTON BEACH, CA 92648
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
Arizona 9/15/2003
B
New Jersey 9/15/2003
IA
Arizona 6/9/2021
B
New York 11/25/2003
B
California 9/15/2003
B
Oregon 9/15/2003
IA
California 4/14/2016
IA
Oregon 6/14/2017
B
Colorado 11/21/2005
B
South Carolina 10/3/2014
B
Hawaii 9/15/2003
B
Texas 6/23/2010
B
Idaho 9/15/2003
IA
Texas 5/1/2017
B
Illinois 9/15/2022
B
Utah 5/16/2006
B
Michigan 11/18/2014
B
Washington 9/15/2003
B
Nevada 3/11/2009
SRO Registrations
B
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IA
Registered with this firm since 3/7/2025
IA
Registered with this firm since 4/14/2016
B
Registered with this firm since 9/15/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/22/2002 - 09/15/2003 | AUSTIN, TX | |
B | 08/17/1987 - 04/22/2002 | IRVINE, CA | |
B | 09/24/1985 - 11/18/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.