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WITH REGARD TO A VARIABLE ANNUITY PURCHASED IN MAY 2003, THE CUSTOMER ALLEGES THAT INVESTMENT DECISIONS WERE MADE THAT FAILED TO MEET THE CUSTOMER'S FINANCIAL GOALS. THE CUSTOMER NOW FINDS THAT SHE HAS LOST MONEY AND REQUESTS HER PORTFOLIO RESTORED TO ITS ORIGINAL POSITION.
Damage Amount Requested
$157,000.00
Broker Comment
UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S CLAIMS. NO OFFER OF COMPENSATION HAS BEEN MADE TO THE CUSTOMER.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.