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ROBERT BURKS WOOD III
ROBERT B WOOD III, ROBERT BURKES WOOD III
CRD#: 1404735
IA
B
SOUTHLAND EQUITY PARTNERS, LLC.CRD#: 154481 9 Golf Street
Asheville, NC 28801
Asheville, NC 28801
0
Disclosures
38
Years of Experience
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State Registrations
IA
North Carolina 12/21/2016
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Registered with this firm since 12/21/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/11/2009 - 12/31/2016 | ASHEVILLE, NC | |
B | 10/21/2009 - 12/31/2016 | ASHEVILLE, NC | |
IA | 09/17/2014 - 12/02/2016 | ASHEVILLE, NC | |
IA | 01/02/2009 - 10/01/2009 | SAINT PETERSBURG, FL | |
B | 09/15/1992 - 10/01/2009 | ASHEVILLE, NC | |
IA | 03/12/2001 - 01/02/2009 | ASHEVILLE, NC | |
B | 08/20/1985 - 12/05/1991 | EL SEGUNDO, CA |
SAINT PETERSBURG, FL
01/02/2009 - 10/01/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.