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KATHLEEN A SCOTTO
KATHLEEN ANNE OLBRICH, KATHLEEN A OLBRICH-SCOTTO, KATHLEEN ANNE SCOTTO, KATHLEEN O SCOTTO, KATHLEEN SCOTTO
CRD#: 1404045
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1001 Franklin Ave Ste 302
Garden City, NY 11530
Garden City, NY 11530
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Alabama 8/8/2023
B
Nevada 9/3/2020
B
Arizona 8/16/2019
B
New Hampshire 9/3/2020
B
Arkansas 10/1/2024
B
New Jersey 10/29/2014
B
California 11/19/2014
B
New York 10/29/2014
B
Colorado 9/3/2020
IA
New York 4/16/2021
B
Connecticut 11/19/2014
B
North Carolina 11/20/2014
B
Delaware 9/3/2020
B
Ohio 9/3/2020
B
Florida 10/29/2014
B
Oregon 12/7/2022
B
Georgia 11/19/2014
B
Pennsylvania 10/29/2014
B
Idaho 8/18/2022
B
Rhode Island 9/3/2020
B
Illinois 11/19/2014
B
South Carolina 11/19/2014
B
Indiana 8/16/2019
B
Tennessee 9/3/2020
B
Kansas 7/7/2023
B
Texas 11/19/2014
B
Maine 3/7/2025
IA
Texas 11/19/2014
B
Maryland 9/3/2020
B
Utah 1/10/2023
B
Massachusetts 9/3/2020
B
Virginia 9/3/2020
B
Michigan 1/9/2020
B
Washington 9/3/2020
B
Minnesota 11/19/2014
SRO Registrations
B
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IA
Registered with this firm since 11/19/2014
B
Registered with this firm since 10/29/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/18/2010 - 11/05/2014 | UNIONDALE, NY | |
B | 10/18/2010 - 11/05/2014 | UNIONDALE, NY | |
IA | 07/28/2009 - 10/20/2010 | GARDEN CITY, NY | |
B | 09/08/2006 - 10/20/2010 | GARDEN CITY, NY | |
B | 03/18/2003 - 09/15/2006 | GARDEN CITY, NY | |
B | 03/20/1990 - 03/14/2003 | NEW YORK, NY |
GARDEN CITY, NY
07/28/2009 - 10/20/2010
GARDEN CITY, NY
09/08/2006 - 10/20/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.