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GERARD WALTER WALSH
GERARD WALSH WALSH
CRD#: 1403462
IA
B
MORGAN STANLEYCRD#: 149777 7777 Washington Village Drive
Suite 100
Centerville, OH 45459
Suite 100
Centerville, OH 45459
0
Disclosures
27
Years of Experience
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State Registrations
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Alabama 4/1/2011
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Nebraska 5/21/2013
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Alaska 3/23/2018
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Nevada 2/15/2011
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Arizona 4/1/2011
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New Hampshire 4/1/2011
B
Arkansas 10/26/2022
B
New Jersey 4/1/2011
B
California 6/1/2009
B
New Mexico 5/21/2013
B
Colorado 4/1/2011
B
New York 4/1/2011
B
Connecticut 1/9/2014
B
North Carolina 5/29/2013
B
Delaware 4/1/2011
B
North Dakota 5/6/2022
B
District of Columbia 5/29/2013
B
Ohio 6/1/2009
B
Florida 6/1/2009
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Ohio 6/1/2009
B
Georgia 4/1/2011
B
Oklahoma 9/7/2023
B
Hawaii 5/29/2013
B
Oregon 4/1/2011
B
Idaho 11/15/2021
B
Pennsylvania 4/1/2011
B
Illinois 5/21/2013
B
Rhode Island 5/21/2013
B
Indiana 4/1/2011
B
South Carolina 4/1/2011
B
Iowa 4/1/2011
B
South Dakota 5/29/2013
B
Kansas 4/29/2014
B
Tennessee 4/1/2011
B
Kentucky 4/1/2011
B
Texas 4/1/2011
B
Louisiana 7/11/2022
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Texas 4/8/2011
B
Maine 4/1/2011
B
Utah 7/1/2016
B
Maryland 5/21/2013
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Vermont 5/21/2013
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Massachusetts 4/1/2011
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Virginia 4/1/2011
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Michigan 4/1/2011
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Washington 4/1/2011
B
Minnesota 4/1/2011
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West Virginia 4/1/2011
B
Mississippi 4/1/2011
B
Wisconsin 4/1/2011
B
Missouri 4/1/2011
B
Wyoming 4/1/2011
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Montana 5/21/2013
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/1999 - 06/01/2009 | CENTERVILLE, OH | |
B | 12/10/1997 - 06/01/2009 | CENTERVILLE, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.