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Detailed Report
RANDY LEWIS STARK
CRD#: 1403455
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 515 E LAS OLAS BLVD
FL 4
FORT LAUDERDALE, FL 33301
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 515 E LAS OLAS BLVD
FL 4
FORT LAUDERDALE, FL 33301
Registration History
1985199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS2007 - 2017 (10 years)2 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2007 (5 years)BUBS PAINEWEBBER INC. (CRD# 8174)1997 - 2002 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1997 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1993 (2 years)BJ. T. MORAN & CO., INC. (CRD# 15655)1988 - 1990 (1 year)BGREENTREE SECURITIES CORP. (CRD# 7372)1988 - 1988 (<1 year)BBROOKS WEINGER ROBBINS & LEEDS... (CRD# 14156)1985 - 1988 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2007 (3 years)
Disclosure(s)
View By:
4/29/2016
Customer Dispute
Denied
10/18/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/15/2024
B
Maine 2/17/2021
B
Arizona 2/17/2021
B
Maryland 2/17/2021
B
Arkansas 11/7/2023
B
New Jersey 2/17/2021
B
California 2/17/2021
B
New York 2/17/2021
B
Colorado 2/17/2021
B
North Carolina 2/17/2021
B
Connecticut 2/17/2021
B
South Carolina 2/17/2021
B
Florida 2/17/2021
B
Tennessee 2/17/2021
IA
Florida 2/17/2021
B
Texas 2/17/2021
B
Georgia 2/17/2021
IA
Texas 4/15/2021
B
Hawaii 3/5/2021
B
Virginia 2/17/2021
B
Illinois 2/17/2021
B
Wisconsin 2/17/2021
B
Indiana 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
515 E LAS OLAS BLVD FL 4, FORT LAUDERDALE, FL 33301
PLANTATION, FL
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
515 E LAS OLAS BLVD FL 4, FORT LAUDERDALE, FL 33301
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 11/28/2017 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 11/22/2017 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 06/11/2007 - 12/05/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
 06/08/2007 - 12/05/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT LAUDERDALE, FL
IA
 05/03/2004 - 06/18/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FORT LAUDERDALE, FL
B
 04/05/2002 - 06/18/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FORT LAUDERDALE, FL
B
 01/13/1997 - 04/16/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
 01/04/1993 - 01/15/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 11/27/1990 - 01/15/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/29/1990 - 12/03/1990 JESUP, JOSEPHTHAL & CO., INC. (CRD#:3144)
B
 01/31/1990 - 05/29/1990 JOSEPHTHAL & CO., INCORPORATED (CRD#:475)
B
 11/23/1988 - 02/27/1990 J. T. MORAN & CO., INC. (CRD#:15655)
B
 01/04/1988 - 12/13/1988 GREENTREE SECURITIES CORP. (CRD#:7372)
B
 09/24/1985 - 02/03/1988 BROOKS WEINGER ROBBINS & LEEDS INC. (CRD#:14156)
FINRA expelled the firm on 07/27/1990
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.