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Detailed Report
MARK ALLAN SHUSTER
MARK A SHUSTER
CRD#: 1402702
IA
Investment Adviser
B
Broker
SHUSTER ADVISORY GROUP, LLCCRD#: 170233 155 N. LAKE AVE.
SUITE 950
PASADENA, CA 91101
EQUITABLE ADVISORS, LLCCRD#: 6627 155 N. LAKE AVE
SUITE 950
PASADENA, CA 91101
Registration History
19901995200020052010201520202025IASHUSTER ADVISORY GROUP, LLC (CRD# 170233)2015 - Present (10 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1986 - Present (38 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1986 - 2000 (13 years)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2000 - 2025 (24 years)IATHE STERLING GROUP (CRD# 111782)2014 - 2020 (6 years)IAKOBO RETIREMENT STRATEGIES (CRD# 283743)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 3/25/2009
B
Massachusetts 7/6/2001
B
Arizona 4/6/2000
B
Nevada 9/2/1999
B
Arkansas 9/28/2016
B
New Jersey 10/6/1999
B
California 9/9/1986
B
New York 10/21/1998
IA
California 1/29/2015
B
North Dakota 11/19/2003
B
Colorado 4/6/2000
B
Ohio 11/1/2021
B
District of Columbia 4/6/2000
B
Oklahoma 5/4/2010
B
Florida 4/10/2000
B
Oregon 3/9/2000
B
Georgia 4/6/2000
B
Pennsylvania 9/7/1999
B
Hawaii 10/26/2000
B
South Dakota 8/3/2016
B
Idaho 10/20/2009
B
Tennessee 9/28/2016
B
Illinois 4/6/2000
B
Texas 4/6/2000
B
Indiana 4/6/2000
B
Utah 7/6/2001
B
Iowa 10/3/2014
B
Washington 4/6/2000
B
Kentucky 8/20/1999
B
West Virginia 4/6/2000
B
Louisiana 4/1/2010
B
Wisconsin 4/7/2000
B
Maryland 11/14/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SHUSTER ADVISORY GROUP, LLC (CRD#:170233)
155 N. LAKE AVE. SUITE 950, PASADENA, CA 91101
Registered with this firm since 1/29/2015
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
155 N. LAKE AVE SUITE 950, PASADENA, CA 91101
Registered with this firm since 6/12/1986
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/06/2000 - 01/03/2025 EQUITABLE ADVISORS, LLC (CRD#:6627) PASADENA, CA
IA
 02/05/2014 - 08/31/2020 THE STERLING GROUP (CRD#:111782) PASADENA, CA
IA
 03/08/2017 - 06/23/2017 KOBO RETIREMENT STRATEGIES (CRD#:283743) PASADENA, CA
B
 06/12/1986 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.