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STEVEN FELDSTEIN
CRD#: 1402510
IA
Investment Adviser
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Broker
FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATESCRD#: 109022 Basking Ridge, NJ
FELDSTEIN FINANCIAL GROUP, LLCCRD#: 113988 Basking Ridge, NJ
Registration History
1985199019952000200520102015202020252 FIRMS2002 - Present (22 years)BCLEARING SERVICES OF AMERICA, INC. (CRD# 23623)2001 - 2002 (<1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1995 - 2001 (6 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1994 - 1995 (<1 year)BFIRST AFFILIATED SECURITIES (CRD# 23737)1991 - 1994 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1989 - 1990 (1 year)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1985 - 1990 (4 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1987 - 1989 (1 year)
License(s)

State Registrations

B
California 2/22/2002

IA
New Jersey 5/15/2002

B
Connecticut 3/18/2002

B
New York 3/18/2002

B
Florida 2/15/2002

B
Texas 3/18/2002

B
New Jersey 3/15/2002

B
Virginia 3/15/2002

SRO Registrations

Indicates the registration is currently inactive due to incomplete Continuing Education or Fingerprint Requirements.
Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES (CRD#:109022)
Basking Ridge, NJ
Registered with this firm since 5/15/2002

B
FELDSTEIN FINANCIAL GROUP, LLC (CRD#:113988)
Basking Ridge, NJ
1 SHADOWBROOK LANE, BASKING RIDGE, NJ 07920
Registered with this firm since 1/9/2002

Previous Registration(s)
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04/05/2001 - 03/14/2002 CLEARING SERVICES OF AMERICA, INC. (CRD#:23623) ST. LOUIS, MO
B
01/11/1995 - 04/18/2001 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
12/15/1994 - 01/06/1995 FIRST ALLIED SECURITIES, INC. (CRD#:32444)
B
01/10/1991 - 12/16/1994 FIRST AFFILIATED SECURITIES (CRD#:23737) LA JOLLA, CA
B
06/29/1989 - 12/17/1990 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
09/09/1985 - 05/25/1990 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256) HARTFORD, CT
B
12/14/1987 - 05/11/1989 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.