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Detailed Report
CHRISTOPHER PAUL HOGAN
CRD#: 1402413
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 7965 North High Street, Suite 150
Columbus, OH 43235
Registration History
199019952000200520102015202020252 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2008 - 2009 (1 year)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2007 - 2007 (<1 year)BFORESTERS EQUITY SERVICES, INC. (CRD# 18464)2005 - 2007 (1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2003 - 2005 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)2001 - 2002 (1 year)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)1990 - 2000 (10 years)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)1988 - 1990 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2009 - 2009 (<1 year)
Disclosure(s)
View By:
6/3/2014
Customer Dispute
Denied
License(s)

State Registrations

IA
California 12/8/2017
B
New Hampshire 1/4/2023
B
California 12/11/2017
B
Ohio 2/4/2020
B
Connecticut 10/5/2020
IA
Ohio 2/4/2020
B
Florida 2/6/2020
IA
Texas 1/17/2019
B
Georgia 6/14/2021
B
Texas 2/1/2024
B
Michigan 9/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
7965 North High Street, Suite 150, Columbus, OH 43235
Registered with this firm since 5/10/2016
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
7965 North High Street, Suite 150, Columbus, OH 43235
Registered with this firm since 4/12/2016
Previous Registration(s)
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IA
 06/18/2013 - 04/18/2016 AXA ADVISORS, LLC (CRD#:6627) COLUMBUS, OH
B
 01/04/2013 - 04/18/2016 AXA ADVISORS, LLC (CRD#:6627) COLUMBUS, OH
IA
 12/20/2010 - 01/17/2013 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) COLUMBUS, OH
B
 12/16/2010 - 01/17/2013 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) COLUMBUS, OH
IA
 09/22/2009 - 12/22/2010 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DUBLIN, OH
B
 09/11/2009 - 12/22/2010 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DUBLIN, OH
IA
 07/13/2009 - 09/11/2009 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) COLUMBUS, OH
B
 05/20/2008 - 09/11/2009 PRUCO SECURITIES, LLC. (CRD#:5685) COLUMBUS, OH
B
 05/22/2007 - 12/04/2007 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) DUBLIN, OH
B
 10/26/2005 - 05/23/2007 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) COLUMBUS, OH
B
 01/24/2003 - 06/14/2005 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) WESTLAKE VILLAGE, CA
B
 05/16/2001 - 12/16/2002 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
 06/14/1990 - 12/31/2000 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
B
 08/30/1988 - 02/06/1990 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.