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Detailed Report
BRUCE SCOTT GENTILELLA
CRD#: 1402340
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 301 N Tubb Street
Oakland, FL 34760
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2015 (8 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)2003 - 2006 (2 years)BTHE ADVISORS GROUP, INC. (CRD# 14035)1996 - 2003 (7 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1985 - 1996 (11 years)IAAMERITAS INVESTMENT CORP (CRD# 14869)2004 - 2006 (1 year)IATHE ADVISORS GROUP, INC. (CRD# 14035)1996 - 2004 (8 years)
Disclosure(s)
View By:
11/27/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 7/31/2020
B
Georgia 4/29/2017
B
California 4/29/2017
B
New Hampshire 2/8/2023
B
Colorado 4/29/2017
B
Oregon 10/6/2022
B
Connecticut 4/29/2017
B
Pennsylvania 1/25/2023
B
Florida 4/29/2017
B
South Carolina 6/1/2020
IA
Florida 5/15/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
301 N Tubb Street, Oakland, FL 34760
Registered with this firm since 5/15/2017
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
301 N Tubb Street, Oakland, FL 34760
Registered with this firm since 4/29/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/06/2015 - 05/12/2017 AMERITAS INVESTMENT CORP (CRD#:14869) Gotha, FL
B
 03/17/2015 - 05/12/2017 AMERITAS INVESTMENT CORP. (CRD#:14869) Gotha, FL
IA
 07/31/2006 - 03/19/2015 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) GOTHA, FL
B
 07/28/2006 - 03/19/2015 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) GOTHA, FL
IA
 09/30/2004 - 08/09/2006 AMERITAS INVESTMENT CORP (CRD#:14869) ORLANDO, FL
B
 10/31/2003 - 08/09/2006 AMERITAS INVESTMENT CORP. (CRD#:14869) ORLANDO, FL
IA
 08/20/1996 - 09/30/2004 THE ADVISORS GROUP, INC. (CRD#:14035) ORLANDO, FL
B
 08/20/1996 - 10/31/2003 THE ADVISORS GROUP, INC. (CRD#:14035) BETHESDA, MD
B
 09/20/1985 - 09/24/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.