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HOLLY ANN MURPHY-BARSTOW
HOLLY ANN MURPHY, HOLLY ANN MURPHYBARSTOW
CRD#: 1401748
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 OMAHA, NE
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2002 (1 year)2 FIRMS2002 - 2011 (9 years)2 FIRMS2011 - Present (13 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1999 - 2001 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1997 - 2000 (3 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1997 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1993 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1989 (3 years)
License(s)

State Registrations

B
Colorado 2/8/2017

IA
Nebraska 4/19/2011

B
Massachusetts 3/17/2021

B
Oregon 4/15/2011

B
Missouri 4/15/2011

B
Texas 1/18/2012

B
Nebraska 4/15/2011

B
Utah 7/18/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
OMAHA, NE
Registered with this firm since 4/19/2011

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
OMAHA, NE
Registered with this firm since 4/15/2011

Previous Registration(s)
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IA
03/15/2002 - 04/18/2011 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
03/01/2002 - 04/18/2011 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
B
12/13/2000 - 03/06/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
12/13/2000 - 03/06/2002 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
09/09/1999 - 05/07/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
06/23/1997 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
07/31/1993 - 07/02/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
03/17/1989 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
10/03/1985 - 03/29/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.