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Detailed Report
FOREST WILLIAM MOSES
FOREST WILLIAM MOSES MR.
CRD#: 1401745
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 8605 N. DIXIE DRIVE
SUITE C
DAYTON, OH 45414
Registration History
199019952000200520102015202020252 FIRMS2023 - Present (1 year)BFSC SECURITIES CORPORATION (CRD# 7461)1991 - 2023 (31 years)BBRAZIE FINANCIAL SECURITIES, INC. (CRD# 20677)1989 - 1991 (2 years)BLEADERTECH SECURITIES, INC. (CRD# 13052)1986 - 1989 (3 years)IAFSC SECURITIES CORPORATION (CRD# 7461)2001 - 2023 (22 years)IAWEALTH MANAGEMENT GROUP INC (CRD# 108749)2004 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 11/3/2023
B
New Jersey 11/3/2023
B
Alaska 11/3/2023
B
New Mexico 11/3/2023
B
Arizona 11/3/2023
B
New York 11/3/2023
B
California 11/3/2023
B
North Carolina 11/3/2023
B
Colorado 11/3/2023
B
Ohio 11/3/2023
B
Connecticut 11/3/2023
IA
Ohio 11/3/2023
B
District of Columbia 11/3/2023
B
Oklahoma 11/3/2023
B
Florida 11/3/2023
B
Pennsylvania 11/3/2023
B
Georgia 11/3/2023
B
South Carolina 11/3/2023
IA
Georgia 11/3/2023
IA
South Carolina 11/3/2023
B
Idaho 11/3/2023
B
Texas 11/3/2023
B
Illinois 11/3/2023
IA
Texas 11/3/2023
B
Indiana 11/3/2023
B
Utah 11/3/2023
B
Kentucky 11/3/2023
B
Virginia 11/3/2023
B
Michigan 11/3/2023
B
Washington 11/3/2023
B
Minnesota 11/3/2023
B
West Virginia 11/3/2023
B
Missouri 11/3/2023
B
Wisconsin 11/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
8605 N. DIXIE DRIVE SUITE C, DAYTON, OH 45414
7333 PARAGON ROAD SUITE 175, DAYTON, OH 45459
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
8605 N. DIXIE DRIVE SUITE C, DAYTON, OH 45414
7333 PARAGON ROAD SUITE 175, DAYTON, OH 45459
Registered with this firm since 11/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/05/2001 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) DAYTON, OH
B
 12/02/1991 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) DAYTON, OH
IA
 06/21/2004 - 12/10/2008 WEALTH MANAGEMENT GROUP INC (CRD#:108749) DAYTON, OH
B
 01/03/1989 - 12/09/1991 BRAZIE FINANCIAL SECURITIES, INC. (CRD#:20677) BEAVERCREEK, OH
B
 01/27/1986 - 01/16/1989 LEADERTECH SECURITIES, INC. (CRD#:13052)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.