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Detailed Report
JOSEPH KEVIN ROBINSON
CRD#: 1401598
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11951 FREEDOM DR
RESTON, VA 20190
Registration History
1985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2008 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1987 - 1993 (6 years)BFIRST INVESTORS CORPORATION (CRD# 305)1985 - 1987 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1994 - 2008 (14 years)
Disclosure(s)
View By:
11/10/2008
Customer Dispute
Denied
4/11/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/7/2013
B
New York 11/7/2008
B
California 11/7/2008
B
North Carolina 11/7/2008
B
Colorado 11/7/2008
B
Ohio 11/29/2017
B
Connecticut 11/7/2008
B
Oregon 11/18/2016
B
District of Columbia 11/7/2008
B
Pennsylvania 11/7/2008
B
Florida 11/7/2008
B
South Carolina 9/23/2013
IA
Florida 2/12/2025
IA
Texas 11/7/2008
B
Georgia 11/7/2008
B
Texas 8/9/2018
B
Hawaii 1/28/2009
B
Vermont 7/26/2024
B
Idaho 8/19/2010
B
Virginia 11/7/2008
B
Illinois 3/17/2009
IA
Virginia 11/7/2008
B
Maryland 11/7/2008
B
Washington 11/7/2008
B
Massachusetts 8/13/2021
B
West Virginia 11/7/2008
B
Michigan 1/22/2024
B
Wisconsin 2/25/2021
B
Minnesota 5/28/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11951 FREEDOM DR, RESTON, VA 20190
Tequesta, FL
Registered with this firm since 11/7/2008
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11951 FREEDOM DR, RESTON, VA 20190
Tequesta, FL
Registered with this firm since 11/7/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/01/1994 - 11/21/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MCLEAN, VA
B
 07/31/1993 - 11/21/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MCLEAN, VA
B
 07/22/1987 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 08/13/1985 - 04/27/1987 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.