• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES HARRY JOHNS
CRD#: 1401531
IA
Investment Adviser
VIOS ASSET MANAGEMENT LLCCRD#: 120782 115 SANSOME STREET
SUITE 1450
SAN FRANCISCO, CA 94104
Registration History
2002200420062008201020122014201620182020202220242026IAVIOS ASSET MANAGEMENT LLC (CRD# 120782)2002 - Present (22 years)IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2007 - 2009 (1 year)IABANC OF AMERICA SECURITIES LLC (CRD# 26091)2002 - 2002 (<1 year)
License(s)

State Registrations

IA
California 7/18/2002

Current Registration(s)
IA
VIOS ASSET MANAGEMENT LLC (CRD#:120782)
115 SANSOME STREET SUITE 1450, SAN FRANCISCO, CA 94104
Registered with this firm since 7/18/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/30/2007 - 01/07/2009 WESTERN INTERNATIONAL SECURITIES (CRD#:39262) SAN FRANCISCO, CA
IA
04/10/2002 - 04/12/2002 BANC OF AMERICA SECURITIES LLC (CRD#:26091) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.