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ANDREW NICHOLAS SEMJEN
ANDREW N SEMJEN
CRD#: 1401004
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 25 BRAINTREE HILL OFC PRK
SUITE 302
BRAINTREE, MA 02184
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 25 BRAINTREE HILL OFFICE PARK
SUITE 302
BRAINTREE, MA 02184
Registration History
199019952000200520102015202020252 FIRMS1987 - 1987 (<1 year)3 FIRMS1988 - 1988 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (15 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - Present (22 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2000 (5 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1994 (6 years)BINVESTORS CENTER INCORPORATED (CRD# 14670)1986 - 1987 (<1 year)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1986 - 1986 (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2003 (2 years)
Disclosure(s)
View By:
3/15/2000
Employment Separation After Allegations
8/1/1999
Customer Dispute
Settled
7/27/1999
Customer Dispute
Settled
7/29/1994
Customer Dispute
Settled
2/1/1988
Regulatory
Final
License(s)

State Registrations

B
Arizona 10/24/2006

B
New Hampshire 9/16/2008

B
California 1/30/2003

B
New Jersey 1/30/2003

B
Colorado 7/13/2007

B
New York 1/30/2003

B
Connecticut 1/30/2003

B
North Carolina 8/26/2008

IA
Connecticut 7/13/2012

B
Ohio 3/10/2003

B
Delaware 1/21/2004

B
Oklahoma 7/2/2024

B
District of Columbia 2/1/2012

B
Pennsylvania 4/10/2003

B
Florida 1/30/2003

B
Rhode Island 1/30/2003

B
Georgia 1/30/2003

IA
Rhode Island 7/17/2012

B
Idaho 10/20/2023

B
South Carolina 5/16/2007

B
Illinois 10/6/2006

B
Texas 5/1/2014

B
Louisiana 3/7/2003

IA
Texas 2/26/2020

B
Maine 8/8/2008

B
Vermont 3/15/2013

B
Maryland 12/11/2012

B
Virginia 1/30/2003

B
Massachusetts 3/5/2003

B
Washington 1/21/2014

IA
Massachusetts 4/6/2009

B
Wisconsin 4/19/2021

B
Michigan 10/29/2004

B
Wyoming 9/3/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
25 BRAINTREE HILL OFC PRK SUITE 302, BRAINTREE, MA 02184
Registered with this firm since 4/6/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
25 BRAINTREE HILL OFFICE PARK SUITE 302, BRAINTREE, MA 02184
Registered with this firm since 1/30/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/01/2001 - 02/05/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BOSTON, MA
B
03/24/2000 - 02/05/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
11/10/1994 - 03/23/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/25/1988 - 11/11/1994 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
04/12/1988 - 06/10/1988 FAHNESTOCK & CO., INC. (CRD#:249)
B
04/01/1988 - 04/12/1988 FAHNESTOCK INTERNATIONAL INC. (CRD#:279)
B
03/02/1988 - 04/01/1988 FAHNESTOCK & CO., INC. (CRD#:249)
B
08/14/1987 - 11/09/1987 SANDHURST SECURITIES LTD. (CRD#:13831)
B
06/08/1987 - 08/18/1987 JP MICHAEL CO. (CRD#:15119)
B
08/19/1986 - 06/09/1987 INVESTORS CENTER INCORPORATED (CRD#:14670)
B
09/09/1986 - 09/25/1986 THE DREYFUS SERVICE CORPORATION (CRD#:231)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.