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GEORGE NATHAN BAUER
CRD#: 1400933
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 333 John Carlyle Street
Suite 650
Alexandria, VA 22314
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1987 - 2006 (18 years)BLEGG MASON MASTEN INC. (CRD# 2)1987 - 1987 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1985 - 1987 (2 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)1993 - 2006 (12 years)
Disclosure(s)
View By:
4/16/1991
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
California 6/1/2009

B
Minnesota 8/26/2019

B
Colorado 6/1/2009

B
Montana 12/19/2017

B
Connecticut 3/6/2019

B
New Jersey 3/4/2024

B
District of Columbia 6/1/2009

B
New York 7/20/2015

B
Florida 6/1/2009

B
North Carolina 6/1/2009

B
Georgia 6/1/2009

B
Ohio 12/5/2023

B
Hawaii 4/26/2012

B
Pennsylvania 6/1/2009

B
Kentucky 6/1/2009

B
Texas 12/22/2017

B
Maryland 6/1/2009

IA
Texas 5/5/2020

B
Massachusetts 6/1/2009

B
Virginia 6/1/2009

B
Michigan 10/23/2023

IA
Virginia 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
333 John Carlyle Street Suite 650, Alexandria, VA 22314
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
333 John Carlyle Street Suite 650, Alexandria, VA 22314
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ALEXANDRIA, VA
B
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ALEXANDRIA, VA
IA
12/02/1993 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) ALEXANDRIA, VA
B
11/03/1987 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
10/30/1987 - 11/04/1987 LEGG MASON MASTEN INC. (CRD#:2)
B
09/24/1985 - 10/31/1987 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.