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Detailed Report
WILLIAM J STEVENS
BILL STEVENS, WILLIAM JAMES STEVENS IV
CRD#: 1399990
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 9336 E RAINTREE DRIVE
SUITE 110
SCOTTSDALE, AZ 85260
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1990 (5 years)2 FIRMS2021 - Present (3 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2018 - 2020 (1 year)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2009 - 2017 (8 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2006 - 2009 (2 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2006 (7 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1991 - 1999 (8 years)
License(s)

State Registrations

B
Arizona 5/24/2021
IA
New Jersey 3/16/2023
IA
Arizona 6/3/2021
IA
New York 5/20/2021
B
California 6/11/2021
B
New York 5/24/2021
IA
California 6/11/2021
B
North Carolina 6/4/2021
B
Florida 6/4/2021
IA
North Carolina 6/4/2021
IA
Florida 6/7/2021
B
Tennessee 6/4/2021
B
Hawaii 6/11/2021
B
Washington 1/17/2025
IA
Hawaii 6/11/2021
IA
Washington 1/17/2025
B
Minnesota 10/5/2022
B
Wisconsin 8/25/2021
IA
Minnesota 10/5/2022
IA
Wisconsin 8/25/2021
B
New Jersey 3/16/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
9336 E RAINTREE DRIVE SUITE 110, SCOTTSDALE, AZ 85260
Registered with this firm since 5/20/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
9336 E RAINTREE DRIVE SUITE 110, SCOTTSDALE, AZ 85260
Registered with this firm since 5/24/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/03/2018 - 01/02/2020 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) NEW YORK, NY
B
 05/13/2009 - 12/31/2017 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) HORSHAM, PA
B
 06/30/2006 - 04/15/2009 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 05/03/1999 - 06/14/2006 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 03/27/1991 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 10/28/1985 - 11/05/1990 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 10/28/1985 - 11/05/1990 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.