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KYLE ROGER ZOELLNER
CRD#: 1399987
IA
B
SPCCRD#: 110692 2549 Sinagua Trail #48
St. George, UT 84770
St. George, UT 84770
PARKLAND SECURITIES, LLCCRD#: 115368 2549 Sinagua Trail #48
St. George, UT 84770
St. George, UT 84770
0
Disclosures
32
Years of Experience
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State Registrations
B
California 5/2/2013
B
Utah 1/29/2002
B
Colorado 4/24/2014
IA
Utah 1/8/2007
SRO Registrations
B
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IA
Registered with this firm since 1/8/2007
B
Registered with this firm since 1/29/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/28/1998 - 12/17/2001 | WINDSOR, CT | |
B | 08/04/1997 - 09/28/1998 | DES MOINES, IA | |
B | 03/25/1996 - 12/31/1996 | EL SEGUNDO, CA | |
B | 06/06/1994 - 12/31/1994 | DULUTH, GA | |
B | 11/23/1993 - 06/06/1994 | PHILADELPHIA, PA | |
B | 07/31/1992 - 06/02/1993 | PHILADELPHIA, PA | |
B | 04/30/1986 - 07/21/1987 | ||
B | 08/21/1985 - 04/23/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.